(1) Having passed the qualification examination for fund practice.

The examination subjects of the fund qualification examination include subject 1, Fund Laws and Regulations, Professional Ethics and Business Standards, and subject 2, Basic Knowledge of Securities Investment Funds. According to the Notice of China Fund Industry Association on Relevant Matters Concerning the Qualification Examination of Funds (ZJZ [20 15]No. 1 12), those who meet the recognition conditions of relevant examination results can be regarded as having passed the qualification examination of funds.

(2) Having engaged in investment management-related business in the last three years and meeting the relevant qualification requirements.

This situation mainly refers to the related asset management business in the last three years, and the average annual scale of assets under management is above 6,543,800,000 yuan; Or in the last three years, he has worked in a financial supervision institution and its supervised financial institutions.

(3) Having passed the securities qualification examination, futures qualification examination and banking qualification examination, and meeting the relevant qualification conditions; Or pass the CPA qualification examination, legal professional qualification examination, asset appraiser professional qualification examination and other financial related qualification examinations and meet the relevant qualification conditions.

(4) Other circumstances identified by the Qualification Accreditation Committee of China Fund Industry Association.

This situation mainly refers to having passed the securities qualification examination or futures qualification examination and obtained relevant qualifications; Or have obtained relevant qualifications such as domestic and foreign funds or asset management and fund sales.

In the case of items (2) and (3), if you have obtained the qualification of fund practice, you shall submit the corresponding certification materials. Its affiliated institutions or individuals shall submit to China Asset Management Association the certificates of asset management scale in the last three years issued by the fund custodian or fund service institution, or relevant qualification certificates or certificates.

The above-mentioned materials related to applying for qualification identification are submitted in electronic form through the qualification identification file uploading port of the private equity fund registration and filing system.

Extended data:

Private placement fund refers to a securities investment fund that raises funds from specific investors in a non-public way and invests in securities. Private equity funds are raised by means other than mass communication, and promoters set up investment funds to invest in securities by collecting funds from non-public multi-subjects.

20 14 12 3 1, in the insurance industry, with the pace of 20 15, the use of insurance funds has landed one after another. On the eve of New Year's Day, the CIRC approved insurance funds to set up private equity funds to support the development of small and medium-sized enterprises.

20 15 12.23 news, 17 the qualification of private fund manager of commercial banks will be revoked. Caixin According to the report of China Asset Management Network, a number of commercial banks have received the notice from the window of China Banking Regulatory Commission, and the regulatory authorities will revoke their registration qualification with China Asset Management Association according to law.

References:

Private Equity Fund-Baidu Encyclopedia