The fund qualification certificate must be applied by the institution. Candidates who have passed the fund qualification examination can apply for fund qualification registration through their units within four years, and individuals have no right to apply.

Validity period of examination results of fund practitioners

After passing the examination organized by China Asset Management Association, you can apply to China Asset Management Association for fund qualification registration within four years. Those who have not applied for fund qualification registration through institutions for more than four years need to complete the follow-up training hours specified in the last two years or re-take the qualification examination before registration.

A person applying for registration qualification (hereinafter referred to as the applicant) shall meet the following conditions:

(a) moral integrity, with good professional ethics;

(2) Having passed the qualification examination;

(3) It has been employed by a public institution;

(4) It has not been sentenced to punishment for crimes in the last three years;

(5) There are no circumstances stipulated in Article 15 of the Securities Investment Fund Law;

(6) It has not been revoked by the China Securities Regulatory Commission or the Association in the last five years;

(seven) the financial supervision department or industry self-regulatory organizations have not taken measures to prohibit entry, or the execution period has expired;

(eight) other conditions stipulated by laws and regulations, the China Securities Regulatory Commission and the Association.

Applicants for some subjects of the exemption qualification examination shall abide by the relevant provisions of the state, financial supervision departments and industry self-regulatory organizations, have the professional ability required to engage in fund business activities, and master the professional knowledge related to fund business activities.

Overseas personnel applying for registration qualifications shall be handled in accordance with relevant state policies and arrangements.

An applicant who does not meet the conditions specified in Item (2) of the first paragraph of this article, but meets other conditions, has passed the special training organized by the association and is recognized as qualified, shall be deemed to have met the conditions for vocational qualification registration temporarily within two years from the date of obtaining the qualification.

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