The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association, and the examination time is determined by the association every year. Shenzhen securities qualification examination arrangement is divided into five subjects: "general qualification examination" and "special business qualification examination".

Examination Category Examination Subject General Qualification Examination: Basic laws and regulations of securities market and basic knowledge of financial market.

Special business qualification examination: investment bank (qualification examination for sponsor representative), publishing securities research report (qualification examination for securities analyst) and securities investment consulting (qualification examination for securities investment consultant).