In September, 2002 and February, 65438+, two employee qualification examinations were held respectively. The examination time for a single subject is 120 minutes. There are 200 questions in the single subject examination, and the examination questions are still multiple-choice questions, multiple-choice questions and judgment questions. Registration for the examination is limited to the staff of securities companies, securities investment fund management companies, securities investment consulting institutions, securities registration and settlement institutions, financial asset management companies, fund custody departments of commercial banks and fund sales institutions, as well as the staff related to securities business of other institutions recognized by China Securities Regulatory Commission.

Registration conditions:

1, age18;

2. Have a high school or national recognition equivalent to a high school graduation or above; Have a high school or a national recognition equivalent to a high school education or above.

Eligibility criteria: The entry qualification examination pays attention to the necessary professional basic knowledge and basic laws and regulations, focusing on knowledge. Those who pass the entry qualification examination should basically have the quality of securities business and the ethics of securities business. The vocational qualification examination focuses on the necessary business processes, business standards and business skills, and focuses on the meeting. Those who pass the vocational qualification examination should be basically competent for business work.

Precautions:

1. Candidates who do not meet the registration requirements and take the qualification examination by fraud will not be accepted by the Association within one year; Those who have already taken the exam will be disqualified.

2. During the exam, whisper to each other and gesture.

3. Candidates leave the examination room without authorization.

4. Refuse to store items as required.

5. If the securities practitioners violate the rules and regulations, China Securities Industry Association will record the relevant information in the integrity information management system of securities practitioners; Practitioners' practice certificates may be cancelled, and their applications for practice registration will not be accepted within three years.