As a part of the qualification examination system for securities practitioners, the fund qualification examination has been organized and implemented by China Securities Association since 2003.
In order to implement the new Fund Law, the Ministry of Finance and the National Development and Reform Commission issued the Notice on Re-issuing the Administrative Fees of the China Securities Regulatory Commission (Caishui [2065438+05] No.20) at the end of June, 2065, which clarified the fee standards for fund industry associations to organize qualification examinations for fund practitioners. Since then, the qualification examination for fund practitioners has been officially handed over from the securities industry association to the fund industry association.
Examination purpose:
In order to further standardize the fund sales behavior and improve the business level and professional quality of fund sales personnel, China Securities Association will hold an examination for fund sales personnel in September 2008.
According to the relevant provisions of the Securities Law, the Fund Law and the Practice Guidelines for Securities Investment Fund Salespersons, "fund salespersons should have the necessary professional knowledge and skills in laws, regulations, finance and finance. Engaged in fund sales activities and obtained the securities business qualification recognized by the association in accordance with relevant regulations. " "Fund sales personnel refer to personnel engaged in fund publicity, fund share sale, fund share subscription and redemption and other related activities. In the fund management company and the fund agency entrusted by the fund management company. "
On June 20 12, China Asset Management Association (hereinafter referred to as "Fund Industry Association") was established and became an independent legal person association in parallel with China Securities Industry Association. The revised Securities Investment Fund Law (hereinafter referred to as the New Fund Law) was officially implemented on June 20 13 13, stipulating that fund practitioners should have the qualifications for fund practice, and authorizing fund industry associations to organize fund practitioners' examinations, qualification management and business training.