The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banks or non-bank financial institutions, listed companies, investment companies, large enterprise groups, financial media and government economic departments.

From 65438 to 0995, the State Council Securities Commission issued the Interim Provisions on the Qualification Management of Securities Practitioners, and China began to implement the qualification management system of securities practitioners. According to this regulation, China conducted the qualification examination of securities investment consulting for the first time on 1999. In that year, the number of applicants reached 9 100, and 8800 people actually took the exam, with a passing score of 72 and a passing rate of 44%. [ 1]?

The second national securities qualification examination was held on April 29-30, 2000, mainly focusing on the basic knowledge and theory of securities science [2]? . The specific subjects of the examination are the basic knowledge of securities, securities issuance and underwriting, securities trading and securities investment analysis. The types of questions include multiple-choice questions, true-false questions, fill-in-the-blank questions, short-answer questions and calculation questions. The number of applicants in that year was 9 1 126.

200 1 exam adopts standardized objective questions, which are divided into three categories: single-choice questions, multiple-choice questions and true-false questions. The total number of questions in each subject is 200, including 70 single-choice questions, 60 multiple-choice questions and 70 true-false questions. Total score of each subject 100, 0.5 for each question. Examination time 150 minutes. All subjects in the exam are answered in the form of standardized answer sheets and filled in with 2B pencils. The qualified score is 60 points. The number of applicants in that year exceeded100000.

In September, 2002 and February, 65438+, two employee qualification examinations were held respectively. The examination time for a single subject is 120 minutes. There are 200 questions in the single subject examination, and the examination questions are still multiple-choice questions, multiple-choice questions and judgment questions. Registration for the examination is limited to the staff of securities companies, securities investment fund management companies, securities investment consulting institutions, securities registration and settlement institutions, financial asset management companies, fund custody departments of commercial banks and fund sales institutions, as well as the staff related to securities business of other institutions recognized by China Securities Regulatory Commission.

Since 2003, the securities examination has been open to the whole society.

Reform of securities qualification examination from July 1 2065438.

Anyone who has reached the age of 18 since July 20 15, has a high school education or above, and has full capacity for civil conduct, can sign up for the qualification examination. Anyone who has passed the entry qualification examination can take the vocational qualification examination and management qualification examination.

(a) At least 65-438+08 years old;

(2) Having a nationally recognized diploma equivalent to a high school education or above;

(3) Having full capacity for civil conduct.

Registration takes the form of online registration. Candidates log on to the website of China Securities Industry Association and register as required. The registration fee for each course is RMB 70 yuan. Please read the registration instructions on the website of the association carefully to understand the payment method, receipt and printing of the admission ticket.