The results of one subject of the fund employment examination shall be retained for four years. Candidates should pass the examination of subject 1, subject 2 or subject 1 and subject 3 within four years before the end of the examination of fund practice, and have one of the conditions for applying for the qualification registration of fund practice in China Asset Management Association and obtaining the qualification certificate of fund practice.
Those who have not applied for fund qualification registration through institutions for more than four years need to complete the follow-up training hours specified in the last two years or re-take the qualification examination before registration. The qualification certificates of the fund qualification examination are distinguished in the form of a single subject, and each certificate only shows the results of one subject. Candidates who pass the exam can download the certificate of passing the exam by themselves.
Theme of fund review:
Subject 1: fund laws and regulations, professional ethics and business norms, subject 2: basic knowledge of securities investment funds, subject 3: basic knowledge of equity investment funds. Among them, subject one must be tested, and subject two and subject three can be tested, that is, subject one+subject two, or subject one+subject three.
1. To engage in Public Offering of Fund management and fund custody business, you need to pass subjects I and II.
2. Engaged in private fund management, private asset management of securities and futures institutions, fund sales, sales payment, share registration, valuation, investment consulting, evaluation, information technology system services and other fund businesses need to pass subject 1 and subject 2 or subject 1 and subject 3.
After passing the examination organized by China Asset Management Association, you can apply to China Asset Management Association for fund qualification registration within four years. Those who have not applied for fund qualification registration through institutions for more than four years need to complete the follow-up training hours specified in the last two years or re-take the qualification examination before registration.