In order to promote the healthy development of the fund industry and continuously improve the awareness of law-abiding and compliance and professional quality of employees, fund employees implement a continuing education system.
Persons who have obtained the qualification of fund practice or fund sales business shall complete the follow-up vocational training of not less than 15 hours every year from the second year of registration. Those who fail to meet the requirements of follow-up training for three consecutive years will be subject to the disciplinary action of "canceling the qualification of the fund".
Registration here refers to formally joining a private equity institution after passing the examination, which registers the fund qualification in the employee system. If you don't find an institution to register, you don't have a qualification certificate and don't need to do subsequent vocational training.
Requirements for subsequent vocational training:
According to the relevant regulations of China Asset Management Association on qualification management and follow-up vocational training of fund practitioners, those who have obtained the qualification of fund practitioners or fund sales business shall complete no less than 15 hours of follow-up vocational training every year, including no less than 5 hours of professional ethics training. Employees should complete the required hours of subsequent vocational training in the current year before 65438+February 3 1.
Further training notices can be found on the homepage of China Asset Management Association > Business Services > Employee Management >; Follow-up training > check the training announcement, including distance training and face-to-face training.
If it is not completed on time in that year and not completed before June 30 of the following year, the relevant personnel shall be marked abnormally and publicized; If it has not been completed for three consecutive years, the self-discipline measures of "canceling the qualification of fund practice" will be taken.