Securities qualification certificate
The securities qualification certificate is valid for a long time according to the current regulations, that is to say, there is no problem of expiration. A basic course plus any optional courses is the most basic qualification certificate. Two elective courses are first-class certificates and five national courses are second-class certificates. However, whether it is level one or level two, it has nothing to do with the number of years of employment. Unlike the third floor, you have to work for two years before you can apply. As long as you pass the exam.
Passing key subjects is king.
But as far as I know, securities companies do not have very clear requirements for the first-class certificate and the second-class certificate, at least neither my company nor the company I am familiar with, but they have requirements for specific subjects. The general requirement is that investment analysis has been tested, and the courses of issuance underwriting are basically subjects that can be tested or not, and there is no requirement. So you don't have to worry about the first-class certificate and the second-class certificate. Passing key subjects is king. Of course, you can go through all five doors if you want.
Securities investment consulting business qualification
You need to work for two years to apply for the qualification of securities investment consulting business. Securities investment consulting business is divided into two categories: securities analysts and securities investment consultants. The requirements of the two positions are the same: bachelor degree or above (no requirement for majors), securities investment analysis, and two years of work experience. The difference is that analysts must work in the R&D department, while investors work in the sales department. Some specific rights and responsibilities of the two positions are also different. This can be Baidu.
professional certificate
With the qualification certificate, you need the employed securities company to apply for the practice certificate for you before you can practice normally. If you don't practice temporarily after graduation, your qualification will not be invalid. However, if the time interval is too long (3 years), you need to re-attend the pre-job training organized by a securities industry association before you can apply for a practicing certificate. But this does not affect the validity of the qualification certificate.