Who are the legal positions of securities firms?
The legal positions of securities companies are generally held by people with legal background and professional knowledge. These people are usually trained in legal education and have relevant qualifications, such as lawyers. They are responsible for handling legal affairs related to brokerage business, including compliance management, legal risk assessment, contract drafting and review, and dispute resolution. In addition, they may also be responsible for coordinating with relevant departments, providing legal advice and opinions to the company, and ensuring the legality and standardization of securities companies in terms of laws and compliance. Because the legal positioning of securities companies involves legal affairs and financial markets, it is necessary to understand and be familiar with laws, regulations and financial business.