Article 10 The training shall be guided and coordinated by the Supervision Department of Listed Companies of China Securities Regulatory Commission, and implemented by the Supervision Department of Listed Companies of China Securities Regulatory Commission, the dispatched offices and the stock exchange in a hierarchical manner.

Article 11 The duties of the supervision department of listed companies of China Securities Regulatory Commission are:

(a) unified guidance and coordination of the training of senior managers of listed companies;

(two) according to the post quality requirements of senior managers of listed companies, determine the required courses and assessment methods;

(three) unified planning, organization, compilation and validation of training materials, and timely supplement and revision of teaching materials according to training needs;

(4) Establishing a unified training question bank;

(five) to establish a training teacher information database mainly composed of well-known scholars, legal accounting professionals of securities professional institutions, experts from relevant institutions at home and abroad, and frontline professionals engaged in supervision.

(6) Issuing training certificates according to the training and assessment of senior managers of listed companies.

(seven) to formulate detailed rules for the implementation of the training of senior managers of listed companies;

(eight) responsible for organizing or authorizing the relevant departments to organize the training of the chairman, general manager and chief financial officer of the listed company as needed;

(nine) to establish and improve the integrity record database of senior managers of listed companies (including the training and assessment of senior managers), and regularly inform and publicize the relevant contents to the relevant departments.

Article 12 The duties of the dispatched offices of China Securities Regulatory Commission are:

(1) Organizing the training of directors (excluding the chairman, general manager and independent directors of listed companies) and supervisors with the cooperation of the stock exchange;

(two) to maintain the integrity files of senior executives of listed companies within their jurisdiction (including the training and assessment of senior executives).

Article 13 The duties of Shanghai Stock Exchange and Shenzhen Stock Exchange are:

(a) to cooperate with the China Securities Regulatory Commission to organize the training of independent directors and secretary of the board of directors of listed companies;

(two) to assist the dispatched institutions to carry out the training of directors (excluding the chairman, general manager and independent directors of listed companies) and supervisors.