The following is the original text of the announcement:
Announcement of 202 1 1 Monthly Qualification Examination for Securities Practitioners
According to the provisions of the Securities Law, since March, employees in the securities industry have been subject to post-registration management. The qualification examination for securities practitioners (hereinafter referred to as the "examination") is a level evaluation examination. The relevant matters of the 2002110 exam are hereby announced as follows:
First, the examination time and cost.
Examination time: 2021101October 30th to 3rd1.
Examination fee: 6 1 yuan/subject.
Payment method: online payment
Registration fee time: 202 1, September 17, 15: 00 to September 30 12: 00.
Refund time: 2021September19 June 15 afternoon to September 30 June 12 afternoon.
Second, the examination registration conditions
(1) general qualification examination
1, registration deadline 18 years old;
2. Have a high school or a nationally recognized education equivalent to high school or above;
3. Have full capacity for civil conduct.
(two) special business qualification examination
Anyone who has passed the general qualification examination can take part in the special business qualification examination.
Third, the examination subjects, scope and questions
(1) Examination subjects
The examination arrangements are "General Qualification Examination" and "Special Business Qualification Examination".
(2) Examination scope
1, the examination scope of the general qualification examination
See the outline of general qualification examination for securities practitioners (202 1) (see/pxzx/pxzdyg/202109/t20210917 _147573.html.
2, special business qualification examination scope
Evaluation and Testing of Professional Ability of Sponsor Representatives
Refer to "Evaluation Test of Sponsor Representative's Professional Ability Level (202 1)" (see/tzgg/202105/t20210528 _146588.html).
Securities analyst qualification examination
Refer to the Outline of Competency Examination for Securities Analysts (20 15) (see
/pxzx/pxzdydg/20 150 1/t 20 150 109 _ 1 15292 . html)
Securities Investment Consultant Qualification Examination
Refer to Competency Examination Outline for Securities Investment Consultants (20 15) (see
/pxzx/pxzdydg/20 15 12/t 20 15 12 10 _ 126750 . html)
(3) Examination forms and questions
1, General Qualification Examination
The exam takes the form of a closed-book computer exam, and the topics are multiple-choice questions. Examination questions 100, examination time 120 minutes. More than 60 points are considered qualified.
2, special business qualification examination
The examination takes the form of closed-book computer examination, and the topics are all multiple-choice questions. Examination questions 120, examination time 180 minutes. More than 60 points are considered qualified.
(4) Examination city (4 1)
Beijing, Tianjin, Shijiazhuang, Taiyuan, Hohhot, Shenyang, Changchun, Harbin, Shanghai, Nanjing, Hangzhou, Hefei, Fuzhou, Nanchang, Jinan, Zhengzhou, Wuhan, Changsha, Guangzhou, Nanning, Haikou, Chongqing, Chengdu, Guiyang, Kunming, Lhasa, Xi 'an, Lanzhou, Xining, Yinchuan, Urumqi and Dalian.
Tip: After successful registration, candidates should pay attention to the epidemic prevention and control requirements in the registration area. If there is any adjustment, please take the exam on the premise of observing the local epidemic prevention and control regulations. If the examination area can't organize the examination normally after registration, the association will cancel the local examination and refund the registered candidates.
Four, Taiwan Province compatriots to enter oneself for an examination matters needing attention.
In order to implement the spirit of "Several Measures for Promoting Cross-Strait Economic and Cultural Exchanges and Cooperation" (Guo Fa [2065 438+08] 1No.) and provide convenience for Taiwan Province compatriots to come to the mainland to engage in employment in the financial industry, legal residents of Taiwan Province Province who hold (including those who have held securities business licenses in Taiwan Province Province in the last three years) can take the examination and practice according to simplified procedures. Registration and examination need to use mainland travel permit for taiwan residents (Taiwan Compatriot Certificate) or Hong Kong, Macao and Taiwan resident residence permit. For details, please refer to Announcement on Relevant Matters Concerning Securities Practitioners Obtaining Securities Practitioners' Qualifications in Taiwan Province Province and Applying for Practice Certificates in Mainland China/TZGG/20/806/T 20180601_135526.html.
Five, the admission ticket printing
Successful candidates can log in and print the admission ticket according to the time prompted by the registration system. The specific examination time and address will be indicated on the admission ticket.
Sixth, the examination discipline requirements
(a) candidates must take the exam with the admission ticket and valid documents filled in at the time of registration. If the ID card is expired or lost, you can take the exam with the social security card, the temporary id card issued by the public security organ or the original temporary identification (you must have my photo and affix the seal of the public security organ), and you are not allowed to enter the venue with the driver's license, household registration book, student ID card and other documents.
(2) Candidates entering the examination room must be seated according to the requirements of the invigilator.
(3) The mobile phone should be turned off during the exam, and only the admission ticket, identity document, calculus pen, eraser and draft paper are allowed to be placed on the desktop. Personal belongings must be placed in the designated position in the examination room. Please don't bring valuables into the examination room to avoid losing them.
(four) the paper admission ticket and draft paper shall not be taken out of the examination room, otherwise it will be treated as a general violation of discipline.
Seven, test scores
The evaluation test report of the professional ability level of the sponsor representative is downloaded and printed in the examination result query window of the association website.
Those who pass other examination subjects can obtain a "certificate of achievement". The results certificate can be downloaded and printed in the query window of the exam results on the Association website, and the general qualification exam results are valid for many years. If there is any objection to the examination, candidates should raise it with the Association within 15 days from the date of publication of the results, otherwise it will not be accepted.
Eight, examination disciplinary treatment
Candidates who violate the discipline will be dealt with by the association according to the circumstances, including canceling the test results on the spot and banning the test 1 to 2 years, and recording the violation in the integrity information management system; If the securities practitioners registered with the Association violate discipline seriously, the Association will give disciplinary action according to relevant regulations. For details about the discipline, disciplinary handling and disciplinary complaints in the examination room, please refer to the Notes on the Examination Room for Qualification Examination of Securities Practitioners.
Nine, special tips
(1) Candidates who register for the first time need to register and upload recent photos on a white or blue background that meet the requirements. Photos can't be retouched, otherwise it will affect the normal exam because of the failure of photo comparison. If the registered photos have been submitted, they should be replaced in time if the above problems exist.
(2) The only website for exam registration, admission ticket printing and result inquiry is official website.
Candidates should avoid logging in to other websites to do the above operations, so as not to disclose personal information.
(3) The Association does not hold pre-test training, does not publish exam counseling materials, and has never authorized any institution or individual to hold relevant training and publish relevant counseling materials. Individual websites and training institutions lie that they can provide real questions for securities practitioners' qualification examinations to defraud candidates of money. Please be vigilant to avoid being cheated.
(4) The examination room uses professional equipment to monitor the whole process of the examination, and the association will report to the public security organ the illegal and disciplinary acts of illegally transmitting examination questions and answers by using communication equipment and special cheating tools.
(5) If the answers to the test papers are highly similar, cheating is reported by others or there are other suspected cheating, once it is verified afterwards, the association will regard it as cheating in the exam and deal with it according to relevant regulations.
(VI) The Association and China Asset Management Association have established an information exchange mechanism to jointly punish candidates who have broken their promises. Candidates who are forbidden to take the securities industry qualification examination due to violation of discipline will also be unable to sign up for various examinations organized by the fund industry association during the prohibition period.
(7) Candidates who find cheating in the name of providing real questions for securities practitioners' qualification examinations, selling wireless answering equipment and special cheating tools to candidates, and illegally providing candidates with test questions and exact answers can report to the association or public security organs. During the examination, if other candidates are found to have cheated in answering questions, they can report to the invigilator or the association.
X. Epidemic prevention measures
(1) Candidates are required to promise that their body temperature will not exceed 37.3 degrees within 14 days before the test, that they will have no symptoms such as colds and coughs, that they have no history of living in foreign and domestic high-risk areas, that there has been no epidemic in their residential communities, and that they have not been in close contact with confirmed or suspected cases, and that they will sign a letter of commitment when signing up for the test.
(2) During the examination, the test center will provide seats with effective and safe intervals, and at the same time arrange special personnel to disinfect the examination room during the examination interval.
(3) Candidates who enter the examination room are required to show no abnormal health code and cooperate with temperature measurement. If the health code is abnormal or the temperature exceeds 37.3 degrees, the invigilator has the right to refuse candidates to enter the examination room. In addition to taking photos on the spot, candidates should wear masks during the exam.
(4) If the test center needs to provide other special epidemic prevention requirements such as negative proof of nucleic acid test within the validity period, the association will inform it by SMS in time, and ask candidates to prepare according to the prompt requirements. If the conditions cannot be met, please contact online customer service for a refund.
XI。 Examination consultation
If you have any questions, please visit the FAQ on the website of the Association or consult online through the online newspaper platform.
It is hereby announced.
Securities Association of China
2021September 16