The public information of administrative punishment shows that CITIC Bank has four types of illegal acts and failed to fulfill its customer identification obligations as required; Failing to save customer identity information and transaction records as required; Failing to submit large transaction reports and suspicious transaction reports as required; Dealing with unidentified customers.
All four illegal reasons are stepping on the red line of anti-money laundering law. Shell Finance has reported that anti-money laundering supervision has not diminished in recent years. The anti-money laundering report card previously disclosed by the central bank shows that there were 525 punishment institutions in 20 19, with a fine of 202 million yuan; In 2020, Minsheng Bank, China Everbright Bank, Huatai Securities and other financial institutions. He was also fined tens of millions for his ineffective anti-money laundering; At the beginning of this year, Xingyi, a payment institution in Guo Tong, was fined nearly 70 million yuan, and the reasons for the violation also included poor anti-money laundering.
At the same time, Zhao Tongwei, then executive deputy general manager of the retail banking department of CITIC Bank, and other 14 responsible persons were responsible for the above violations and received fines ranging from 25,000 yuan to 80,000 yuan from the central bank.
Specifically, Zhao Tongwei, then executive deputy general manager of the retail banking department of CITIC Bank, was fined 80,000 yuan, Jin Xinian, then general manager of the banking department of CITIC Bank, was fined 35,000 yuan, Xu Zhen, then assistant general manager of the banking department of CITIC Bank, was fined 45,000 yuan, Tan Fang, then general manager of the operation management department of CITIC Bank, was fined 70,000 yuan, Yan Meizi, then deputy general manager of the operation management department of CITIC Bank, was fined 45 yuan, and Yan Ying, then deputy general manager of the international business department of CITIC Bank, Li Rong, then general manager of CITIC Bank's compliance department, was fined 45,000 yuan, then deputy general manager of CITIC Bank's compliance department was fined 25,000 yuan, then assistant general manager of CITIC Bank's e-banking department Liu was fined 35,000 yuan, then vice president of CITIC Bank's credit card center Zhang Ming was fined 60,000 yuan, then Kang Jing, then executive deputy general manager of CITIC Bank's private banking department, was fined 45,000 yuan, then Leng Wei, then assistant general manager and deputy general manager of CITIC Bank's software development center, was fined 25,000 yuan
CITIC Bank said that it will continue to strictly implement the central bank's anti-money laundering regulations, adhering to? Emphasis on rectification, strong compliance, risk prevention and quality improvement? Anti-money laundering management objectives, further increase investment, and promote the continuous improvement of anti-money laundering risk management capabilities.