2. To apply for listing as a company, the company must operate for more than 3 years, and there has been no change of directors or senior management personnel in these 3 years. The company operates legally and conforms to national laws and regulations;
3. There is no false capital contribution in the registered capital of listed companies, and there is no phenomenon of withdrawing capital contribution;
4. The registered company of a listed company is not less than 30 million, the publicly issued shares exceed 65,438+0/4 of the total shares of the company, and the total share capital is not less than 400 million yuan, exceeding 65,438+00% of the publicly issued shares;
Verb (abbreviation for verb) Financial status of listed companies:
1. Financial status of listed companies, with net profit of more than 30 million in the last three fiscal years;
2. The total number of shares before issuance is at least 30 million shares;
3. The latest issue did not make up for the loss;
4. The latest assets account for more than 20% of the net assets;
5. The accumulated cash flow generated by business activities in the last three fiscal years is at least 50 million, or the operating income in the last three fiscal years is more than 300 million;
6. Listed companies mainly raise funds, but the funds raised must be strictly used before, so the key point is to strictly check whether the company has the listing conditions;
Therefore, the audit conditions for listed companies are very strict, so the conditions for listed companies are strictly controlled in accordance with the above six items.
According to the relevant provisions in Section 5 of Chapter 4 of the Company Law of People's Republic of China (PRC), a listed company refers to a joint stock limited company whose publicly issued shares are listed and traded on the stock exchange with the approval of the securities management department authorized by the State Council or the State Council.
The so-called unlisted company refers to a joint stock limited company whose shares are not listed and traded on the stock exchange.
A listed company is a joint stock limited company, which must meet certain conditions besides being approved to be listed and traded on the stock exchange.
After the revision of the Company Law and the Securities Law, more enterprises will become listed companies and companies whose corporate bonds are listed and traded.
Extended data:
1, listing application and approval.
The Interim Regulations on the Administration of Stock Issuance and Trading stipulates that a joint stock limited company that meets the conditions for public offering of shares shall apply to the listing committee of the stock exchange for listing and trading of its shares on the stock exchange; The listing committee shall, within 20 working days from the date of receiving the application, conduct examination and approval, determine the time of listing, and report the examination and approval documents to the CSRC for the record, and send a copy to the CSRC.
The Company Law stipulates that a joint stock limited company applying for listing and trading of its shares shall be approved by the securities management department authorized by the State Council or the State Council, and relevant documents shall be submitted in accordance with the provisions of relevant laws and administrative regulations.
At the same time, the Company Law stipulates that the State Council or the State Council authorizes the securities management department to approve the application for listing and trading of stocks that meet the conditions stipulated in this Law; If it does not meet the requirements stipulated in this law, it shall not be approved.
At present, a joint stock limited company that meets the listing requirements must be examined and approved by the CSRC and approved by the stock exchange.
2. Documents to be submitted when applying for stock listing.
A joint-stock company applies to the listing committee of the exchange for listing. The following documents shall be submitted when applying:
1. application;
2. Company registration documents;
Three, the approval documents of the public offering of shares;
Four, the company's financial reports audited by accounting firms in the past three years or since its establishment and signed by two or more certified public accountants and their firms. Sealed audit report;
5. Letter of recommendation from members of the stock exchange;
6. The latest prospectus;
7. Documents required by other exchanges.
3. Sign the listing contract.
After the shares of a joint stock limited company are approved for listing, they become listed companies. Before listing, a listed company needs to conclude a listing contract with the stock exchange, determine the specific listing date, and pay the listing fee to the stock exchange.
4. Publish the listing announcement.
According to the provisions of the Company Law, after the stock listing application is approved, the approved listed company must announce the stock listing report and store the application documents in the designated place for public inspection.
Announcement of listing of listed companies-generally published in national securities newspapers and periodicals designated by China Securities Regulatory Commission.
The contents of the listing announcement shall include the following items in addition to the main contents of the prospectus:
First, the date and approval number of the stock allowed to trade in the stock exchange;
2. Stock issuance, ownership structure, list of the largest 10 shareholders and the number of shares held;
3. The resolution of the company's founding meeting or shareholders' meeting to approve the trading of the company's shares in the stock exchange;
Four. Resumes of directors, supervisors and senior management personnel and their holdings of company securities;
Five, the company's operating performance and financial situation in the past three years or since its opening, as well as the profit forecast documents for the next year;
6. Other information required by the stock exchange.
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