Private equity funds are raised through non-public offering, which is aimed at a few qualified investors and requires higher financial assets or annual income. The following is a small collection of how to set up a private education fund company. Welcome to read and share. I hope you will like it.

How to set up a private education fund company

I. Registered capital

The registered capital requirements of private equity fund companies vary according to different national and regional laws and regulations, but they usually require a certain minimum registered capital. For example, in China, the registered capital requirement of private fund managers is not less than 2 million yuan.

Second, the management team

1. Professional quality: The management team of a private equity fund company needs to have certain professional knowledge and industry experience to ensure the normal operation and investment decision of the company.

2. Senior experience: The management team is generally required to have rich investment experience, especially in the field of private equity funds.

3. Work with certificates: management team members need to have relevant financial qualification certificates, such as fund qualification certificates and securities qualification certificates.

Three. Compliance system

1. Compliance document: Private equity fund companies need to formulate a set of perfect compliance system, including articles of association, investment strategy, risk management system, etc.

2. Compliance review: Private equity fund companies need to pass the review and approval of relevant departments to ensure their compliance.

3. Information disclosure: Private equity fund companies should regularly disclose the operation of funds in accordance with the requirements of laws and regulations to ensure investors' right to know.

Fourth, the risk control system

1. Risk assessment: Private equity firms need to establish a sound risk assessment system to conduct comprehensive and in-depth risk assessment of investment projects.

2. Risk monitoring: Private equity fund companies should set up special risk monitoring departments to monitor the investment risks of funds in real time.

3. Risk response: Private equity fund companies need to formulate risk response measures to deal with various possible risks.

Verb (abbreviation of verb) Other conditions

1. Office space: Private equity companies need to have suitable office space to meet the needs of the company's normal operation.

2. Business scope: Private equity companies need to define their business scope, such as equity investment, bond investment and venture capital.

3. Compliance audit: Private equity fund companies should regularly accept external audits to ensure the authenticity and accuracy of their financial reports.

Registration conditions of private equity fund companies

1, office conditions

There must be a real and fixed office location, and the location is not limited, but it must meet the needs of the company's normal operation, such as sufficient office equipment and enough employees. It is recommended to at least 80 square meters-100 square meters. China Fund Industry Association requires applicants to submit proof of office space use when applying. If it is a direct lease, provide a copy of the lease agreement and property certificate; If it is sublease income, provide the original lease agreement, sublease agreement, and the confirmation document that the property owner or property manager agrees to sublease;

2. Registered capital

The registered capital requirements of private equity fund companies vary according to different national and regional laws and regulations, but they usually require a certain minimum registered capital. The registered capital is not less than100000 yuan, and the minimum paid-in amount before filing is required by the new regulations of the association to be100000 yuan; If the registered capital is 6,543,800,000 yuan, it must be paid in full.

3, team personnel conditions

According to the requirements of Notice for Registration of Private Fund Managers, the total number of employees of the applicant institution shall not be less than 5. However, in practice, at least five managers and employees have the qualifications for fund practice and have prepared relevant financial qualification certificates. Moreover, the organizational structure of the company's content needs to be complete, including general manager, investment department, marketing department, risk control department, personnel administration department and finance department. , each with 65,438+0-2 employees. Among them, the leaders of important departments such as the general manager, the person in charge of risk control and the investment manager should be full-time, and it is not advisable to have too many part-time jobs in industry and commerce.

4. Improve the rules and regulations

In order to prevent the company from causing losses to the public and institutions due to internal management omissions, fund management companies must prepare complete company management rules and regulations and risk control clauses in accordance with relevant requirements. Private equity fund companies should set up special risk monitoring departments to monitor the investment risks of funds in real time. In accordance with the requirements of laws and regulations, regularly disclose the operation of the fund to ensure investors' right to know.

5. It is required to pass compliance review and accept external audit.

Private equity fund companies need to be approved by relevant departments to ensure their compliance. And should be subject to regular external audits to ensure the authenticity and accuracy of its financial reports.

6. Legal advice

When applying for a private equity fund license, the third-party legal institution must conduct on-the-spot investigation and issue corresponding legal opinions according to the requirements of the management department.

The establishment of a private equity fund shall meet the following conditions

1, the name shall conform to the Regulations on the Administration of Name Registration, and the words investment fund are allowed to be used in the names of investment enterprises that have reached the scale.

2. The words "venture capital fund, venture capital fund, equity investment fund, investment fund" in the industry terminology can be used in the name.

3. The business scope of fund enterprises is approved as investment, investment management and non-securities business consulting.

4. At least three senior managers have experience in the management and operation of equity investment funds or related business experience.

5. The registered capital of the fund investment fund company is not less than 500 million yuan, all of which are contributed in cash. The paid-in capital at the time of establishment shall be no less than 654.38 billion yuan: the registered capital shall be fully paid in within five years as stipulated in the Articles of Association.

6, the investment of a single investor is not less than 6.5438+million yuan.

The registration conditions of a fund company are as follows:

1. Shareholders comply with the provisions of the Securities Investment Fund Law;

2. Having articles of association that comply with the Securities Investment Fund Law, the Company Law and the provisions of the China Securities Regulatory Commission;

3. The registered capital is not less than RMB 6,543.80 billion, and the shareholders must make contributions in cash, and the overseas shareholders make contributions in freely convertible currencies;

4. There are no less than 65,438+05 senior managers who meet the requirements of laws, administrative regulations and the China Securities Regulatory Commission, as well as personnel engaged in research, investment, valuation, marketing and other businesses, and have obtained the qualification for fund practice;

5. Having business premises, safety precautions and other business-related facilities that meet the requirements;

6. Set up organizations and posts with reasonable division of labor and clear responsibilities;

7. Having internal control systems such as supervision, auditing and risk control that meet the requirements of China Securities Regulatory Commission;

8. Other conditions stipulated by the China Securities Regulatory Commission approved by the State Council.