Comprehensive examination of securities qualification
The comprehensive examination of securities qualification consists of two subjects: basic knowledge of financial market and basic laws and regulations of securities market. If you pass two subjects, you can get a qualification certificate, but the qualification certificate is not a securities qualification certificate. Please don't confuse the two.
If the candidate only has a certificate of passing the exam, he does not need to participate in any follow-up training at present, and his grades are also valid for a long time. This certificate is everyone's license to enter the securities industry.
Candidates who have been engaged in the securities industry may apply to the association for a securities qualification certificate through their units. After obtaining the certificate, you need to participate in the continuing education organized by the association every year. If they don't reach the required hours, they won't pass the annual evaluation meeting.
Summary: In the general qualification examination of the securities industry, candidates need not worry about continuing education, and they can participate in continuing education as long as they have obtained the certificate of participating in the work.
Securities special business qualification examination
The special securities business qualification examination includes three subjects: publishing securities research report business (securities analyst competency examination), securities investment consulting business (securities investment consultant competency examination) and investment banking business (sponsor competency examination). You just need to choose one.
After passing the comprehensive qualification examination for securities business, you can apply for the special business examination. After passing the special examination, you need to participate in continuing education every year. Generally, in the second half of the year, the training methods include distance training. We will inform you in time after the training notice of the association comes out.
Summary: Those who pass the special securities business examination need to attend and complete the corresponding business training organized by China Securities Industry Association every year; Failing to complete the corresponding business training as required, the qualified results are no longer valid.