Does the fund qualification certificate need continuing education?
In 2006, China Asset Management Association issued a notice to the organization, calling for the implementation of the State Council's reform requirements of "simplifying administration and decentralization, strengthening supervision and improving services". The association will no longer organize the annual inspection of fund practitioners' qualification certificates, but it still needs to continue vocational education.
Persons who have obtained the qualification of fund practice or fund sales business shall complete the follow-up vocational training of not less than 15 hours every year from the second year of registration.
Follow-up vocational training can be handled in the following ways:
1. Various face-to-face training courses organized by the Association;
2. Participate in the Association's distance training system;
3 to participate in the training organized by member units and other professional training institutions.
For the certified personnel who have not met the requirements of follow-up training for three consecutive years, the association will give disciplinary action-"cancel the qualification of fund practice".
If you are a person who has not applied for the qualification certificate of the fund, you do not need subsequent vocational training.
According to the regulations of the association, the current fund qualification examination results are valid for four years. For more than four years, the results of the fund qualification examination will continue to be valid after completing the continuing education hours in recent years.
How to apply for a certificate after passing the fund qualification examination?
Candidates who have passed Subject 1, Subject 2 or Subject 1 and Subject 3 (fund laws and regulations, professional ethics and business norms+basic knowledge of securities investment funds/basic knowledge of private investment funds) may apply to China Asset Management Association for fund qualification registration by their institutions.
Fund qualification certificate registration process:
1, organization
The institution applies to the fund industry association for the account number of the employee management system-the institution qualification manager applies for the registered fund qualification for the employee on the management platform.
2. Personal aspects
Individuals submit registration applications-institutional review-internal publicity-institutional submission-association acceptance-external publicity-and obtain fund qualification certificates.