(1) has more than 2 years experience in investment banking, and has been the project leader of at least 1 domestic and foreign IPO listed companies since June 65438+1 day, 2002, and only 1 project leader is recognized for a project.

(2) Having more than 2 years' experience in investment banking, serving as a company executive in charge of investment banking, head of investment banking department, core head or other relevant investment banking heads, and the number of such personnel recommended by various comprehensive securities companies shall not exceed 2 times of the number of recommended channels.

Two. In 2009, the CSRC changed the application conditions for sponsor representatives to:

(1) has more than 3 years experience in sponsorship related business.

(2) Having served as the project partner of the domestic securities issuance project as stipulated in Article 2 of this Law.

(three) to participate in the competency test of the sponsor representative recognized by the China Securities Regulatory Commission, and the results are qualified and valid.

(4) Honesty and trustworthiness, good conduct, no bad credit record, and no administrative punishment by China Securities Regulatory Commission.

(5) At the end of the period, it undertakes a large amount of outstanding debts.

(6) Other conditions stipulated by the China Securities Regulatory Commission.

Three. Introduction of the sponsor representative: the sponsor representative refers to the intermediary between the listed reserve enterprise and the CSRC, which is equivalent to the representative of this enterprise and recommends the listing of the enterprise to the CSRC as a guarantee. 2014165438+124 October the State Council approved the cancellation of administrative access to insurance agency qualification.

Fourth, the work content:

(1) is responsible for the development and implementation of securities issuance and underwriting projects.

(2) Communicate with the competent departments of relevant institutions of the project (including China Securities Regulatory Commission, Exchange, Securities Regulatory Commission and Securities Industry Association) to ensure that

Prove that the project is progressing smoothly.

(3) Develop and maintain customer relationships.