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Chapter II Training Contents and Requirements of the Notice on Issuing Training Guidelines and Relevant Implementation Rules for Senior Managers of Listed Companies
Article 5 The training contents of the chairman and general manager of a listed company mainly include the basic situation of domestic and foreign capital markets, the basic requirements of information disclosure of listed companies, the basic principles of corporate governance, the basic rights, obligations and legal responsibilities of the chairman and general manager, and the latest policies and regulations on financing, mergers and acquisitions in domestic and foreign securities markets, etc. The training requirements are to systematically understand the contents of securities laws and regulations, be familiar with the knowledge of securities market, and strengthen the awareness of standardized operation.

Article 6 The training contents for directors and supervisors of listed companies mainly include the legal framework for the operation of listed companies, the rights, obligations and legal responsibilities of directors and supervisors of listed companies, the basic requirements for information disclosure of listed companies, the basic principles of corporate governance, and the related party transactions, mergers and acquisitions and refinancing policies of listed companies. The training requirement is to strengthen the code of conduct and establish the concept of serving investors.

Article 7 The training of independent directors of listed companies mainly includes the latest laws, regulations and policies of domestic and foreign securities markets, the latest accounting standards, the legal framework for the operation of listed companies, and the rights, obligations and legal responsibilities of independent directors. The training requirements are to systematically understand the contents of securities laws and regulations, be familiar with the knowledge of the securities market, and earnestly perform their duties.

Article 8 The training contents of the chief financial officer of a listed company mainly include the legal framework for the operation of the listed company, the latest accounting standards, related party transactions of the listed company, merger, acquisition, reorganization and refinancing policies, and the rules for information disclosure and compilation of publicly issued securities companies. Training requirements are to improve business level, establish risk awareness and standardize operational awareness.

Article 9 The training contents of the secretary of the board of directors of listed companies mainly include the legal framework for the operation of listed companies, the rights, obligations and legal responsibilities of the secretary of the board of directors, the information disclosure norms of listed companies and the standardized operation practices of listed companies, the refinancing and merger and reorganization policies of listed companies, and the implementation rules and operational points of business innovation of listed companies. The training requirement is to improve the professional level and strengthen the consciousness of diligence and standardized operation.