What are the requirements for futures qualification certificate?

There should be something you want below! Wish you success!

Introduction to examination

China Securities Industry Association is responsible for the unified organization of qualification examination, which is specifically undertaken by ATA Company.

[Edit this paragraph] Registration conditions

(including overseas personnel)

(1) Deadline for registration 18 years old;

(2) Having a nationally recognized diploma equivalent to a high school education or above;

(3) Having full capacity for civil conduct.

It is an open, fair and just personal career development opportunity for students in vocational high schools, junior colleges and technical secondary schools, regardless of major or grade, and for those who meet the above conditions in society. No unit registration is required. )

[Edit this paragraph] Registration method

Registration takes the form of online registration. Candidates log on to the website of China Securities Industry Association and register as required. The registration fee for each course is RMB 70 yuan. Please read the registration instructions on the website of the association carefully to understand the payment method, receipt and printing of the admission ticket.

[Edit this paragraph] Examination subjects and subject selection

The examination subjects are divided into basic subjects and professional subjects, and the basic subject is "Basic Knowledge of Securities". Professional subjects include: securities trading, securities issuance and underwriting, securities investment analysis, and securities investment funds. The examination time for a single subject is 120 minutes. Basic subjects are compulsory subjects, and professional subjects can be optional.

[Edit this paragraph] Examination method

The national unified examination is closed and the computer examination is adopted.

Validity period of grades

Those who pass the exam will get a certificate of conformity, and the exam results will be valid for a long time.

For the public.

Person in charge of the association: Generally speaking, professionals engaged in securities business in securities institutions should obtain professional qualifications and practice certificates. Specifically, it includes professionals engaged in self-employment, brokerage, underwriting, investment consulting and entrusted investment management in securities companies, including managers of relevant business departments; Professionals engaged in fund sales, research and analysis, investment management, trading, supervision and auditing in fund management companies and fund custody institutions, including managers of relevant business departments; Professionals engaged in fund publicity, sales promotion and consultation in fund sales institutions, including managers of relevant business departments; Professionals engaged in securities investment consulting business in securities investment consulting institutions and their management personnel; Professionals engaged in securities credit evaluation business in securities credit evaluation institutions and their management personnel, as well as other personnel stipulated by the China Securities Regulatory Commission, shall obtain a practice certificate. The relevant institutions shall not employ persons who have not obtained the practice certificate to engage in foreign securities business. A person whose practice certificate has been revoked by the China Securities Regulatory Commission or cancelled by the Association in violation of these measures shall not accept his application for practice certificate within 3 years.

Application procedures for securities practitioners' qualifications

I submission of application materials

To apply for qualification, the following application materials shall be provided to the China Securities Regulatory Commission:

1. Application form uniformly printed by China Securities Regulatory Commission;

2. Identity card;

3. Academic certificate;

4. Qualification examination transcripts and graduation certificates issued by designated training institutions;

5. A description of past behavior issued by the government agency above the street office where the unit or account is located;

6. Other materials required by China Securities Regulatory Commission.

All securities intermediaries are responsible for uniformly submitting the application materials of their own applicants, and the application materials that have not worked in securities institutions can be uniformly forwarded by designated training institutions.

Two. Qualification examination and qualification certificate category

After receiving the complete application materials, the CSRC will review the applicant's materials and issue qualification certificates to those who meet the requirements. The China Securities Regulatory Commission also divides the qualification certificates into the following categories according to the situation of securities practitioners:

1. Securities agency issuance qualification;

2. Securities brokerage qualification;

3. Investment consultant qualification;

4. Computer management qualification of securities intermediaries;

5. Other categories deemed necessary by China Securities Regulatory Commission.

The deputy general manager of a securities intermediary institution shall obtain at least two qualification certificates prescribed by the China Securities Regulatory Commission; The deputy manager of the securities business department in the securities business institution shall obtain the qualification certificate corresponding to his major in the qualification certificate category of China Securities Regulatory Commission;

The deputy manager of the securities business department under the securities operation institution shall obtain the qualification certificate of securities brokerage;

Professionals engaged in securities agency issuance business in securities institutions shall obtain the qualification certificate of securities agency issuance;

Professionals engaged in securities proprietary business in securities operating institutions, professionals engaged in providing investment consulting services to clients in securities operating institutions and securities investment consulting institutions, and directors and deputy managers of various business departments in securities investment consulting institutions shall obtain investment consulting qualification certificates; The principal and deputy managers of each business department in the securities settlement registration institution shall obtain one of the three certificates of computer management of securities brokers, investment consultants and securities intermediaries;

Computer managers of various securities intermediaries shall obtain computer management qualification certificates of securities intermediaries.

China Securities Regulatory Commission shall register the personnel who have obtained the qualification certificate and make an announcement to the public.

[Edit this paragraph] Examination time 2009

The first national qualification examination for securities practitioners

Registration time: February 3 to February 2009 12.

Examination time: March 2009, 14, 15.

Examination locations: Beijing, Tianjin, Shijiazhuang, Taiyuan, Hohhot, Shenyang, Changchun, Harbin, Shanghai, Nanjing, Hangzhou, Hefei, Fuzhou, Nanchang, Jinan, Zhengzhou, Wuhan, Changsha, Guangzhou, Nanning, Haikou, Chongqing, Chengdu, Guiyang, Kunming, Xi 'an, Lanzhou, Xining, Yinchuan, Urumqi.

The Second National Qualification Examination for Securities Practitioners

Registration time: April 2009 10 to 20 [1]

Examination time: May 23rd and 24th, 2009.

The Third National Qualification Examination for Securities Practitioners

Registration time: August 4, 2009 to 14.

Examination time: September 26th and 27th, 2009.

The Fourth National Qualification Examination for Securities Practitioners

Registration time: 20091October 9 19 to 19.

Examination time: 165438+20091October 28th and 29th.

Note: The 2008 version of the syllabus and textbooks will still be used for the national qualification examinations in June 5438+0, March and May, and the 2009 version of the syllabus and textbooks will be used for the national qualification examinations in September and June 1 1.

[Edit this paragraph] securities qualification examination certificate level breakdown

At present, the securities industry is a high-yield and high-risk industry in China, and it is also an important pillar of the financial industry. China is in an unprecedented bull market. With the deepening of financial system reform, banks, insurance and social security funds have set foot in securities investment, and the financial industry has set off a competition for financial talents. At the same time, foreign financial institutions have begun to flood into China, and the salaries of financial talents are higher. As the only qualification certificate in the securities industry, the securities qualification certificate has become the main basis for working in the securities industry.

Scope of work of qualification certificate:

At present, the scope of securities work mainly includes: various departments of securities companies, bank investment departments, bank fund departments, financial asset management companies, securities departments of listed companies, Chinese-foreign cooperative fund companies, domestic fund companies, Chinese-foreign cooperative securities companies, investment companies, investment consulting companies, investment departments of insurance companies, accounting firms, and large and medium-sized domestic enterprises and institutions.

Certificate management

The securities qualification examination is an important national examination organized by China Securities Regulatory Commission (directly under the State Council). This certificate is issued by China Securities Industry Association and is a necessary qualification certificate for engaging in the securities industry. Examination results are permanently preserved and valid throughout the country.

course content

1. Basic knowledge of securities market II. Securities trading. Securities investment fund. Securities issuance and underwriting. Securities investment analysis

Get certificate level

Securities qualification certificate: basic course+any professional course.

First-class qualification certificate of securities business: basic course+two professional courses.

Second-level qualification certificate of securities business: basic courses +4 professional courses.

Examination form: computer answer, Chinese topic, single subject examination 120, single subject 60 pass.

Examination registration conditions

1. At least 18 years old;

2. Have a high school or national recognition equivalent to a high school graduation or above;

3. Have full capacity for civil conduct;

4. You must bring two copies of your ID card and three black-and-white photos of 1 inch.

How about the surrounding facilities of Chongqing Shuangxiangzi Community?

There is no TV at home. What should I do if I want to watch Tianjin Education Station?

Simple test training class

Five examples of this year's self-evaluation template for teachers' morality and style

When did Baotou Selected Graduates take office?

How should candidates and parents of 2022 Shanghai Re-reading School choose?

How about telemarketing in the training and education industry? Is it helpful for the future?

What is the admission standard of the glory of the king E-sports School and how to sign up?

Where is the monthly training class?

[Street Dance Windmill Problem]