Securities investment consultant refers to the asset manager who provides securities investment advice and gets paid. Provide investment advice to customers, such as trading opportunities, hot spot analysis, securities selection, risk warning, etc. , and it is forbidden to represent customers.
In other words, the advice provided by the investment consultant to the client is for reference, and the decision is made by the client himself. When customers bear losses and gains, securities companies can charge investment consulting service fees, including differential commissions and individual consulting fees charged according to the amount of assets or service period.
First of all, we must obtain the effective qualified scores of two basic subjects: Basic Knowledge of Financial Market and Basic Laws and Regulations of Securities Market, and then obtain the effective qualified scores of the special subject of Securities Investment Consulting Business, that is, obtain the qualification of securities investment consulting.
The exhibition process of securities investment consultants is an activity based on investment trust, guided by absolute investment ability and return on investment performance, assisted by consulting brands and back-office support services, entrusted by customers, providing investment advice to customers on securities and securities-related products as agreed, and directly or indirectly obtaining economic benefits.
Application conditions for securities investment consultants
1, candidate 18 years old or older.
2. Candidates must have a high school graduation (including high school, technical secondary school, vocational high school and technical school) recognized by the national education department.
3. Candidates have full capacity for civil conduct.
Candidates have passed two subjects of the general qualification examination.