① Is it effective to take only one exam after the reform of securities qualification examination?

(1) Yes, you only need to apply for 1. To qualify, you must pass the basic courses, and the results of the single subject of the fund will be maintained for 2 years. A: In other words, you must pass the basic courses within 2 years before you can qualify. If you fail the basic course after two years, the score of the fund will be cancelled and you need to take the exam again.

(2) Securities qualification research takes the form of certificates, and individual subjects are printed online. You can log in to China Securities Association//sac.cn/newcn/home/certinfo.esp for printing at any time, and now you can print the certificates of individual subjects of the Fund in the printing room. You only need to hold a certificate when applying. If you want to engage in the securities industry, you must obtain a practicing certificate, which will be applied to China Securities Association by your work unit on your behalf.

I hope my answer is helpful to you.

② Question types after the reform of securities qualification examination.

These questions are as follows:

Single choice question ***60 small questions, 0.5 points for each question, ***30 points.

Multiple choice questions ***50 small questions, 65438+ 0 points for each question, ***50 points.

True or false * * 40 small questions, 0.5 points for each question, and 20 points for each question * * * (starting from 2009, no points will be deducted).

The total score of the test paper is 100, and the test time is 120 minutes.

A total of 150 questions, a total of 100 points, 60 points passed.

(2) Extended reading of changes in securities qualification examination:

Make-up exam provisions:

1. In any of the following circumstances, the examination institution will arrange make-up exams:

(1) The test machine broke down during the test, and the test cannot be conducted for more than 60 minutes after the end of the test;

(2) The examination system was suddenly interrupted, and the original information could not be recovered after being processed by the examination room technicians;

Note: You are not allowed to leave during the problem solving process. If you leave without authorization during this period for personal reasons, the candidates will bear the responsibility themselves.

Candidates should obey the management of the test center staff. If there is any dispute, you can report it to the examination institution (ATA), but it shall not affect the management of the test center staff and the normal conduct of the examination.

2. Make-up exams are arranged in principle at the same test center after the last exam in the afternoon;

3. Due to force majeure, the make-up exam cannot be held on the same day, and the make-up exam will be arranged separately. The China Securities Industry Association will publish the specific make-up exam time on the Internet, and the relevant examination room will be responsible for notifying the candidates by telephone. Candidates should also visit the exam website of the Association every day within 10 days to get the notice of make-up;

4. When answering questions, due to software conflicts and other reasons, the actual total answering time of candidates is delayed. If something happens, candidates can immediately ask the examination room to work overtime; Examination institutions can also arrange make-up exams according to the actual situation of the examination room. Candidates who did not raise objections at that time were deemed to have passed the examination.

③ What changes have taken place in the securities qualification examination after the reform of 2065438+08, and how to prepare for customs clearance?

Not much has changed. You can look at the comparative explanation of the latest outline changes of Jiusai Securities Qualification Examination Channel 20 18. Generally, this kind of exam depends on the examinee's own foundation. Good foundation, just brush the questions. The foundation is general, so it is recommended to study systematically and sort out the knowledge points.

(4) the revised questions of the securities qualification examination.

There is only one choice after the revision of the securities qualification examination. The reform of each subject is as follows:

1, two courses of entry qualification examination, the examination time is 120 minutes, the examination questions are single choice, and the examination questions are 100 questions.

2. The examination time of each vocational qualification examination subject is 180 minutes, the examination questions are single choice, and the examination questions are 120 questions.

3. The examination time of each management qualification examination is 120 minutes, and the examination questions are single choice, and the examination questions are 120 questions.

(4) Extended reading of changes in securities qualification examination:

Acceptability standard

1. The entry qualification examination pays attention to the necessary professional basic knowledge and basic laws and regulations, focusing on knowledge. Those who pass the entry qualification examination should basically have the quality of securities business and the ethics of securities business.

2. The full score of all kinds of qualification examinations is 100; A score of 60 or more in the exam is considered as qualified.

3. The qualified scores of the entry qualification examination are valid for a long time.

4. Candidates who have passed the vocational qualification examination shall participate in and complete the corresponding business training organized by China Securities Association every year. Failing to complete the corresponding business training as required, the qualified results are no longer valid.

5. Anyone who has reached the age of 18, has a high school education or above and has full capacity for civil conduct can sign up for the qualification examination.

⑤ How difficult is the securities qualification examination after the reform?

Hello. After the reform, although there are two subjects in the entrance qualification examination, the scope of the examination has also expanded from the capital market to the financial market, but the difficulty of the examination has been greatly reduced:

First, the content of the examination is adjusted from professional knowledge, professional skills and professional ethics to professional knowledge and professional ethics. The contents of the two subjects after the reform are basically the same as those of the Basic Knowledge of Securities Market before the reform, and the number of questions in each subject is reduced from 150 to 100, which is reduced by one third.

Second, the mastery of knowledge points has been adjusted from "should know" to "should know", which is much less difficult than the "basic knowledge of securities market" before the reform, and the examination items have been adjusted from three types of multiple-choice questions, multiple-choice questions and true-false questions to one type of multiple-choice questions, reducing by two-thirds.

Generally speaking, the difficulty of merging the two subjects after the reform is lower than that of the basic knowledge of securities market before the reform. I hope I can help you and wish you a happy life.

6. How can I get a certificate after the reform of the securities qualification examination?

1. Engaging in general securities business refers to passing the examinations of "Basic Knowledge of Securities Market" and "Securities Trading" before the reform, and obtaining the qualification for securities business. When applying for practicing qualification, he has been registered to practice. The qualification categories that can be applied for are: general securities business and securities brokerage marketing, and two kinds of securities business qualifications. The positions suitable for general securities business include: general administrative staff and positions of securities operating institutions (market management post, computer post, front desk, securities marketing service post, finance post, cashier, securities brokerage operation post, securities brokerage management post), securities brokerage business post and second-class securities brokerage sales staff (account managers, brokers, independent brokers).

2. Before the reform, those who passed the examination of the basic knowledge of securities market and securities investment analysis and obtained the qualification of securities consulting can apply for the qualification of securities consulting business after practicing registration. After the reform, they can choose the qualifications of investment consultants and securities analysts. In fact, they are all securities consulting qualifications, but the work content and direction are different. The main function is to restrict investment consultants who are qualified for investment consulting from working as securities analysts and issuing securities analysis reports. In other words, if you are a securities analyst, you will continue to do securities analysis and research, so you can't be a securities investment consultant and can't accept customer consultation. If you are an investment consultant, you can't be a securities analyst or publish a research report if you are consulted by clients.

Those who have obtained the qualification of securities consulting must participate in the annual follow-up training, which is no longer the lifelong validity of the examination results, but must participate in the training and annual inspection at the same time, otherwise it will be invalid and improve the continuity and professionalism of the consulting team.

3. Only those who hold the examination certificate of the corresponding subject with consulting qualification must attend the follow-up training every year to renew the certificate. If you can't attend the training due to going abroad, please consult the Securities Association of China or the branch securities association established at the provincial level. After the introduction of reform measures, there are also some thoughtless. If you have any objection, you can raise it in advance and consult the Securities Industry Association.

⑦ What are the differences before and after the reform of securities qualification examination?

After the reform, although the entry qualification examination has to take two subjects, and the scope of the examination has also expanded from the capital market to the financial market, the difficulty of the examination has been greatly reduced: First, the examination content has been adjusted from professional knowledge, professional skills and professional ethics to professional knowledge and professional ethics, and the contents of the two subjects are the same after the reform.

Basic knowledge of securities market

About the same, the number of questions in each subject decreased from 150 to 100, a decrease of one third; Second, the mastery of knowledge points has been changed from "should know" to "should know", which is much less difficult than the "basic knowledge of securities market" before the reform. The examination questions range from multiple-choice questions, multiple-choice questions and

Right or wrong

The three types were adjusted to a multiple-choice question, which was reduced by two-thirds.

What changes have taken place in the securities law in 2020?

The revised Securities Law will be officially implemented on March 1 2020. Securities law is the "basic law" and "fundamental law" of the capital market.

So, what are the specific changes in this revision?

First, the full implementation and step-by-step implementation of the registration system will stimulate the vitality and efficiency of the capital market.

Second, the establishment of a special insurance chapter, the improvement of the civil litigation system, and the protection of investors' rights and interests have reached a new level.

Third, the jump of fines will purify the market ecology, and the revision of the criminal law company law is expected to form a linkage effect.

Fourthly, it expands the adjustment scope of securities law, embodies the concept of functional supervision, and helps to unify standard rules.

Fifth, the Securities Law clearly stipulates that "long arm jurisdiction" will be punished even if it is far away.

Among them, the content of the revision has attracted much attention from the market, that is, the revision of the Securities Law has greatly improved the punishment for violations.

The newly revised "Securities Law" increases the administrative responsibility for securities violations: "On the basis of confiscation of illegal income, a relatively large amount of fines will be imposed on illegal acts. For example, if securities are fraudulently issued but not yet issued, the issuer shall be fined between 2 million yuan and 20 million yuan; If securities have been issued, a fine of more than 10% and less than 1 times the amount of illegal fund-raising shall be imposed. In addition, administrative penalties for false statements, insider trading and market manipulation have greatly increased. The administrative punishment shall be subject to the double penalty system. For example, fraudulent issuance, in addition to punishing the issuer, the person in charge and other directly responsible personnel of the issuer will also be punished.

Yes, all the above are amendments to the latest securities law. The securities law has been revised, and the securities qualification examination related to it has to be mentioned here.

As we all know, the China Securities Association has just revised the outline of the securities qualification examination in June+10 this year. After more than two months, the Securities Law of China was revised again. Therefore, in order to adapt to the new law, the outline of the securities examination will change in the future.

But when will the new outline of the securities qualification examination come out? The answer to this question is unclear. Because the latest China Securities Law will not be officially implemented until March next year 1, and the first exam next year will be on March 28th and 29th. The new law was implemented at the beginning of the month, and the exam was held at the end of the month, which was less than 1 month. Accordingly, it is unlikely that a new examination syllabus will be issued at least before the first examination next year.

Anyway, there is no new examination syllabus at present. Therefore, you can use the existing test materials, test topics and other test preparation materials for study preparation. I will keep updating more and more securities qualification exams.

9 Are the subjects before the reform of the securities qualification examination still valid?

Those who passed the examination before the reform are still qualified after the reform. Fully recognize the qualified achievements before the reform and implement "the achievements before the reform are useful"

Specifically, passing the basic knowledge of the securities market before the reform means passing the entrance qualification examination after the reform.

After passing a professional subject before the reform, you need to take another basic law and regulation of the securities market or basic knowledge of the financial market after the reform, and pass the entry qualification examination.

There are two subjects in the entry qualification examination, which are named "Basic Laws and Regulations of Securities Market" and "Basic Knowledge of Financial Market" respectively.

Each vocational qualification examination has 1 corresponding examination subjects. The examination subjects of the competency examination for sponsor representatives, securities analysts and securities investment consultants are investment banking, publishing securities research reports and securities investment consulting respectively.

There are 1 examination subjects in each management qualification examination, namely, the qualification examination for senior managers of securities companies, the qualification examination for senior managers of securities rating business and the competency examination for compliance managers of securities companies.

(9) Extended reading of changes in securities qualification examination:

Main contents of classification reform

Securities industry qualification examination is divided into three categories: general qualification examination, special business qualification examination and management qualification examination.

The general qualification examination, that is, the "entry qualification examination", is mainly aimed at people who are about to enter the securities industry. Specifically test whether candidates have the basic professional knowledge required by securities practitioners and master the basic securities laws and regulations and professional ethics requirements.

Special business qualification examination, namely "professional qualification examination", is mainly aimed at those who have entered the securities industry, and mainly tests whether candidates have the professional knowledge, professional skills and professional ethics necessary for professionals engaged in securities business to perform their statutory duties.

The managerial qualification examination, namely "managerial qualification examination", is mainly aimed at the senior managers of securities institutions, and mainly tests whether the candidates have mastered the management processes and standards necessary for securities institutions to perform their management duties.