National unified examination registration requirements
Deadline for registration 18 years old; Have a high school civilization degree or above; Having full capacity for civil conduct; Other requirements of the rules of China Securities Regulatory Commission.
Weekly examination registration requirements
1, with full civil capacity and civilization above high school; 2. The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager, including legal representative/managing partner, chairman, general manager, deputy general manager, compliance/risk control officer/inspector general, etc. ; Fund custodian, director of public offering business of fund sales organization, etc. ; 3. Other requirements of the rules of China Securities Regulatory Commission.
Subject of fund qualification examination
The fund qualification examination includes three subjects: subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.
Examination eligibility criteria
Candidates who pass any one of the examinations in Subject 1, Subject 2 and Subject 3 will be regarded as qualified and qualified for registration as fund practitioners. Within four years, institutions that have passed the examination may require fund industry associations to register their qualifications for fund practice.
Annual training and annual inspection requirements
Persons who have obtained the qualification for fund practice need to complete 15 hours of follow-up training every year and participate in the annual qualification examination organized by the association according to the threshold. If an institution that has not passed customs clearance for more than four years requires the qualification of registered funds, it is necessary to re-take the qualification examination or make up the follow-up training hours in the last two years before registration.