Those who have not participated in the securities qualification examination before the reform need to re-apply for the fund qualification examination.
Before the reform of the securities industry to participate in the subject examination, the identification of securities results in the following ways:
1, "Securities Investment Fund" examination results recognition: those who have passed the "Securities Investment Fund" examination organized by the Securities Industry Association and passed the first subject of the Fund Industry Association within four years can apply to the Fund Industry Association for the qualification of registered funds through their institutions. Those who have not passed Subject 1 of the Fund Industry Association for more than four years need to re-participate in Subject 1 and Subject 2 of the Fund Industry Association. After passing the examination, you can apply to the fund industry association for the qualification of registered fund through your institution.
2. Identification of the results of the basic examination of securities investment funds and securities markets: Those who have passed the basic examination of securities investment funds and securities markets of the Securities Industry Association shall apply to the fund industry association for the qualification of registered funds within four years through their institutions.
Those who have not applied for the qualification of registered fund to the fund industry association through their institutions for more than four years need to pass the qualification examination of the fund industry association, or apply for the qualification of registered fund to the fund industry association through their institutions after completing the required follow-up training hours in the last two years.
3. Identification of the examination results of "Basic Knowledge of Fund Sales": Those who have passed the examination subjects of "Basic Knowledge of Fund Sales" and have worked in relevant institutions shall have their fund sales qualifications recognized.
4. Those who have passed the examination of "Basic Knowledge of Fund Sales" and have not worked in relevant institutions for more than four years need to pass the qualification examination of the fund industry association, or apply to the fund industry association for registration of fund sales qualification through their institutions after completing the required follow-up training hours in the last two years.
5. In order to make a smooth transition of the fund qualification examination, as of July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July/July, July/July, July/July/July, July/July/July/July Those who have passed the above examination subjects may apply to the fund industry association for the qualification of registered fund practice or fund sales through their institutions.