The so-called application for private equity fund license is similar to the business license of enterprise operation, which is divided according to the investment scale.
1. The registered capital of a private enterprise shall not be less than 30 million yuan, and the investment of a single investor shall not be less than1000000 yuan.
2. The registered capital of the private equity fund enterprise is not less than 500 million yuan, and the paid-in capital at the time of establishment is not less than 654.38+0 billion yuan; The investment amount of a single investor is not less than 6,543,800 yuan+0,000 yuan. Determine your business scope according to your investment. The higher the investment, the higher the business scope.
What are the requirements for private equity fund license application?
1. According to the Securities Investment Fund Law, the fund manager is a legally established company or partnership. A natural person cannot be registered as a private fund manager.
2. The registered capital should be above100000.
3. At least three senior managers have the qualification of private equity fund. Those who meet one of the following conditions can be considered as qualified for private placement: passing the private placement qualification examination organized by the fund industry association; Engaged in investment management related business in the last three years; Other circumstances identified by the fund industry association.
4. The applicant institution has the premises, facilities and basic management system to meet the business needs.
What qualifications do private fund managers need to meet? They need more than two certificates of fund qualification, legal opinions, actual office address, education and work experience of senior managers.
What conditions do private fund managers need to meet for filing? At present, filing can only be done for equity filing and securities filing, and it requires more than two senior executives, all of whom have bachelor degree or above, relevant industry experience and actual office address. Private placement filing, Hotan.
What conditions do private fund managers need to register for the record? What are the main company information of China Asset Management Association? Legal persons and senior managers should have the qualifications for fund practice, legal opinions and capital verification reports.
What are the registration requirements for private fund managers? Conditions for registration and filing of private investment fund managers:
1. An enterprise legal person legally registered in China.
2. The registered capital of more than 654.38 million yuan has been paid in place.
3. There must be at least 3 senior managers with more than 3 years relevant experience, among whom one must be in charge of risk control.
4. The resumes of executives must be true, and fund industry associations will conduct spot checks and interviews on executives from time to time.
5. Senior managers must have relevant professional qualifications and bachelor degree or above.
6. Enterprises must have perfect risk control, internal control, personnel transaction and information disclosure system.
1. Conditions and materials required by the company: 1. Latest business license; 2. Articles of Association (the last page needs to be signed, dated and stamped with official seal); 3. Capital verification report (paid-in capital is more than 25% of the registered capital or paid-in capital is more than 1 10,000, with paid-in bank remittance slip attached); 4. Financial audit report (companies registered before 20 17 must provide business license, telephone number and email address of accountant contact person); 5 lease contract; 6. The full map of the office building where the company is located and the foreground map with the organization logo; 7. The roster of employees of the company has more than 8 people (with ID number); 8. Pictures of investor's industrial and commercial publicity materials; 9. Pictures of investor information in industrial and commercial archives. Two. Conditions and materials required by all shareholders: 1. Original ID card (front and back); 2. Diploma; 3. Contact information (mobile phone, email address, office landline); 4. Resume (educational experience should be filled in from high school, work experience should be filled in after graduation from university, and work experience should be filled in after graduation from university). Three. Conditions and materials required by all executives and legal persons: 1. Original ID card (front and back); 2. Graduation certificate (high school-junior college-undergraduate-master-doctor, which needs to be continuous); 3. Resume (educational experience should be filled in from high school, work experience should be filled in after graduation from university, and work experience needs experience related to investment, securities and fund companies, and references and telephone numbers of work experience); 4. Contact information (mobile phone, email address, office landline); 5. Fund qualification certificate; 6 personal credit report; 7. Labor contract and social security certificate. The above is the latest list of materials, and I have marked all the latest ones. Although this is not a strict requirement. It is still fatal for entrepreneurs who cannot provide it. At least it's more troublesome. In addition, the audit scale of fund industry associations tends to be conservative, which can be said to be more and more conservative. If it is ambiguous, it will not work. Don't make up the numbers. Don't speculate Now as long as you are beaten back a certain number of times, you will be locked up for three months. I can't do anything for three months. Attention, everyone.
What are the requirements for private fund managers and executives? 1. According to the Securities Investment Fund Law, the fund manager is a legally established company or partnership. A natural person cannot be registered as a private fund manager. 2. The registered capital should be above100000. 3. At least three senior managers have the qualification of private equity fund. Those who meet one of the following conditions can be considered as qualified for private placement: passing the private placement qualification examination organized by the fund industry association; Engaged in investment management related business in the last three years; Other circumstances identified by the fund industry association. 4. The applicant institution has the premises, facilities and basic management system to meet the business needs. Laiyuan xinfengkou
What conditions do private fund managers need for filing? What conditions do private fund managers need for filing?
What are the requirements for private fund managers to apply? Administrator filing? The business scope of the investment company of the main company meets the requirements of investment management, asset management and project investment. , the registered capital is more than100000, and there are paid-in capital verification reports and audit reports. Senior management personnel should have the qualification certificate of fund practice, actual office address, resume of company employees and other materials.
What are the requirements for private fund managers to apply? List of initial registration materials for private fund managers.
(a) the conventional format file
1, application for membership of China Asset Management Association (association format text)
2, the fund manager registration and fund filing commitment (association format text, seal commitment)
(The above two file templates can be downloaded from the website of China Asset Management Association).
(2) Manager information
1, basic information of the institution:
1) approval certificate of foreign-invested enterprises/approval certificate of overseas Chinese-invested enterprises in Taiwan, Hong Kong and Macao (if any);
2) Articles of Association/limited partnership agreement of the administrator;
3) Organization code certificate;
4) tax registration certificate;
5) Business license;
6) The manager shall establish relevant systems such as investment, risk control, internal control, personal transactions of employees and information disclosure.
2. Information of actual controller:
1) natural person:
ID card, education \ degree certificate; Control diagram with manager
2) Legal persons and other organizations:
Business license or subject qualification certificate; Control diagram with manager
3. Legal compliance and completeness in the past three years
4. Financial information:
1) Audit report of the previous year (if any)
2) Business license of accounting firm
(III) Information of shareholders/partners
1, natural person:
1) ID card, academic certificate \ degree certificate;
2) Control diagram with the manager
2. Legal persons and other organizations:
1) business license or qualification certificate;
2) Control diagram with the manager
(4) Key personnel information
Key personnel include senior managers and fund managers:
1) ID card;
2) academic certificate;
3) resume;
4) Including name, gender, date of birth, nationality, working hours, position, whether he is the managing partner, whether he is the person in charge of risk control, whether he is the person in charge of information reporting, and his study experience and work experience.
(5) Legal opinions
Issued by a professional law firm engaged in related affairs.
What are the conditions for being a private fund manager now? 1. company name The name of the private equity fund manager should be standardized and not too casual; We suggest that private equity securities can take investment management, fund management and asset management; Equity can be called venture capital, equity investment and equity investment fund, and equity can also be applied to undifferentiated investment management, asset management and fund management.
2. The business scope is divided into different types. According to the requirements of the fund industry association, "investment fund", "fund management", "investment management" and "asset management" are generally applicable to private securities and private funds; "Equity investment" and "enterprise management consulting" are only applicable to "private equity funds";
3. We suggest a minimum registered capital of100000. This is a common requirement for private fund managers to carry out docking business with many cooperative institutions in the later period. On the issue of capital in place, the fund industry association has no clear requirements. The standard requires enterprises to have working capital for basic operations. Private placement, if you need to send products to find a custodian, brokers require private fund managers to have a minimum paid-in capital of more than 5 million; Private equity securities generally require a minimum paid-in registered capital of 6,543,800+million;
4. Senior management personnel shall have the qualification of private equity fund manager, and their senior management personnel (including legal representative, general manager, deputy general manager, risk controller, etc.). ) should have the qualification of fund manager; Private fund managers and at least two senior executives shall obtain the qualification of fund practice, and their legal representatives and risk control persons shall obtain the qualification of fund practice;