Chapter I General Provisions
Article 1 In order to standardize and strengthen the management of scientific research institutions in schools, give full play to the platform role of scientific research institutions in resource integration, discipline support, academic exchanges and other aspects, enhance the academic competitiveness of schools, expand external influence, and participate in scientific research cooperation at home and abroad, these Measures are formulated in accordance with relevant regulations and combined with the actual situation of schools.
Article 2 These Measures shall apply to key laboratories, key research bases, key research institutions at school level and other institutions engaged in scientific research.
Chapter II Types of Scientific Research Institutions
Article 3 School research institutions are divided into three types: school-level independence, joint operation of schools and colleges and affiliated colleges. The above three research institutions approved for establishment are managed by the school.
Article 4 A school-level independent research institution refers to a research institution with a certain administrative level, fixed office space, fixed management posts and staffing, and separately compiled operating funds.
Article 5 A research institution of a joint school refers to a substantive or non-substantive research institution without an administrative level. It includes the following specific forms: a. The authoritative department of the government responsible for planning and organizing academic research passes competitive evaluation and relies on key research institutions or bases established by the school (except those required by substantive organizations); B research institutions established by the Ministry, provincial and municipal government departments and authorized by the school; C research institutions jointly established by the school and independent legal persons outside the school in the form of agreements; D. Joint research institutions established with foreign academic and related institutions; E research institutions such as university-level key laboratories established for the preparation of key research institutions at or above the provincial level. The administration and business management of the above research institutions mainly rely on their own hospitals (departments, departments and centers).
Article 6 A research institution affiliated to a college refers to a research institution that is established with the approval of the school, has no fixed staffing, funds, office space and other conditions, and relies on its own department for administrative and business management.
Chapter III Establishment of Scientific Research Institutions
Article 7 The establishment of research institutions shall follow the following principles:
(a) conducive to the development of academic research in schools and departments, and fully mobilize the enthusiasm of school teachers and researchers.
(2) It is conducive to strengthening and effectively supporting the construction of existing disciplines and expanding the development space of disciplines.
(3) It helps to condense and give full play to the advantages of human resources inside and outside the school, and provides a development platform for introducing and stabilizing talents.
Eighth conditions for the establishment of research institutions:
(a) in line with the overall direction of the school and discipline development requirements. (two) a clear research direction, development planning and phased development goals.
(3) Having high-level academic leaders and relatively concentrated research strength.
(four) there are sufficient funds and sources of tasks, as well as the necessary research basis and conditions.
(5) Having a standardized management system and corresponding incentive policies.
(six) according to the needs of discipline construction, reasonable layout, classification settings.
(seven) do not support the same group of people or the same discipline to set up multiple scientific research institutions.
(eight) the number of researchers in the institution shall generally not be less than 3.
Article 9 The establishment of a research institution shall be approved by the president's office meeting. The school encourages departments to actively plan and organize the establishment of high-level or effective research institutions oriented to social services and application development.
Tenth in addition to the above principles and requirements for the establishment of research institutions, the establishment of various research institutions should also meet the following corresponding conditions:
(a) Conditions for establishing independent research institutions at the university level
1. Research institutions established by the school according to the needs of discipline development, talent introduction, scientific research and social services;
2. When approving the establishment of key research institutions, the competent government departments have clear requirements for the establishment of entities.
The names of such research institutions can be directly titled "Nanjing University of Finance and Economics &; Economics) ",or according to the relevant provisions of the competent examination and approval department.
(two) the conditions for the establishment of research institutions in schools.
1. The authoritative department of the government responsible for planning and organizing academic research relies on key research institutions or bases established by universities through competitive evaluation.
(1) meets the application conditions and requirements stipulated by government functional departments.
(2) It can give full play to the advantages of the school's disciplines and has obvious radiation effect on the development of other disciplines in the school.
The external application of such scientific research institutions must be declared after the consent of the school. After being approved by the competent government department and approved by the principal's office meeting, it was established as a research institution supported by the school. Its name shall be determined by the competent department.
2 approved by the relevant departments of the provincial government and authorized the establishment of school scientific research institutions.
(1) Official documents explicitly entrusted or supported by the examination and approval department.
(2) Approve the authorized departments to have effective investments, such as scientific research funds, entrusted projects or preferential policies.
The names of such research institutions shall be determined according to the approval documents of government departments.
3. Research institutions jointly established by schools and off-campus independent legal persons in the form of agreements.
The annual investment of partners in scientific research is not less than 200,000 yuan, and one of the following conditions is met:
(1) The early cooperation has achieved remarkable results, which has obviously promoted the discipline development and social services of the school.
(2) The partner is an influential unit in the same industry at home and abroad. Through cooperation, it plays a significant role in improving the academic level, scientific research competitiveness and influence at home and abroad.
(3) Cooperation field is the development direction of key disciplines in the school, and partners can also provide other substantial funding and support for discipline construction, personnel training and team building in the school.
If the name of such scientific research institutions needs to be directly titled "Nanjing University of Finance and Economics", it must be approved by the president's office meeting.
4. Joint research institutions established with foreign academic and related institutions.
(1) has clear research objectives, cooperation plans and corresponding funding sources.
(2) The cooperative department shall provide materials to prove that the other party does have a high research level and great international influence in related research fields.
The establishment of such research institutions must be jointly reviewed by international exchange office and the Scientific Research Office, approved by the principal in charge of foreign affairs and scientific research, and reported to the president's office meeting for approval. The name can be directly titled "Nanjing University of Finance and Economics".
5 for the preparation of key research institutions at or above the provincial level and the establishment of key laboratories and other research institutions.
It basically meets the establishment conditions and requirements stipulated by government departments.
During the preparation period, the name of the research institution can be directly titled "Nanjing University of Finance and Economics".
(3) Conditions for establishing research institutions affiliated to the College
Meet one of the following conditions:
1. Meet the requirements of 1 discipline, that is, allow master's degree programs to apply for 1 discipline (3 provincial key disciplines and 2 provincial key construction disciplines); The person in charge must be the leader of one, two or three disciplines; The name of the research institution highlights the key points and characteristics of the discipline.
2. The person in charge is a newly introduced or hired talent, who has a high academic influence and extensive academic resources in the research field he is engaged in, and can actively promote the upgrading and integration of the existing discipline team strength, drive young teachers to integrate into the discipline team, and form a stable research direction. The advantages of echelon construction and discipline support are obvious.
3 research institutions have obvious local and industry characteristics, and the sources of research funds are stable. The annual research funds are not less than 200,000 yuan.
If the name of this research institution needs to be directly titled "Nanjing University of Finance and Economics", it must be approved by the president in charge and approved by the president's office meeting; Without the consent of the principal in charge and the approval of the principal's office meeting, it shall not be directly named "Nanjing University of Finance and Economics".
Eleventh schools and research institutions affiliated to the school joint office application procedures:
In the case of confirming that the principles and requirements of the establishment of scientific research institutions and the conditions required by the corresponding categories are met, each department may apply to the scientific research office. Upon examination, if it meets the relevant provisions, the Scientific Research Office may make suggestions to the school and enter the examination and approval procedures after approval.
Chapter IV Evaluation of Scientific Research Institutions
Twelfth schools of various scientific research institutions once every three years, and the school post allowance assessment cycle synchronization.
(A) the evaluation of independent scientific research institutions at the school level
Complete the following duties and tasks:
1. There are sufficient task sources and corresponding funds to complete the tasks to be undertaken, such as scientific research or application of achievements, transformation of achievements, social services, etc.
2. The management system is complete and running well.
3 can actively and effectively cooperate with the school discipline construction, base construction, scientific research and social services and other comprehensive work, and complete the tasks arranged by the school on time.
4. The total score of scientific research workload for three years exceeds 1.2 times of the total score specified by the existing full-time post personnel (including scientific research floating posts).
5 assessment does not meet the requirements, it should be rectified within one year. If the task cannot be completed within the time limit or the set conditions cannot be met, the school will reduce the operating expenses, demote or cancel the treatment.
(2) Evaluation of scientific research institutions in schools.
Complete the following duties and tasks:
1. Complete the construction requirements and tasks specified by the entrusting department or partner; Or complete the preparation conditions and requirements specified during the preparation period.
2. Complete the requirements and indicators of setting conditions.
3. There are sufficient sources of tasks and corresponding funds.
4. The management system is complete and running well.
5. Be able to actively and effectively cooperate with the overall work of discipline construction, base construction, scientific research and social services of schools and departments, and timely complete the relevant tasks arranged by schools and affiliated hospitals (departments, departments and centers).
6 assessment does not meet the requirements, it should be rectified within one year. If the task cannot be completed within the time limit or the set conditions cannot be met, the school will cancel it according to the operation situation.
(3) Evaluation of scientific research institutions affiliated to the College
Complete the following duties and tasks:
1. Complete all requirements and tasks specified in the application conditions.
2. There are corresponding sources of tasks and funding guarantees.
3. Be able to carry out academic research activities in the name of research institutions and run them well.
4. Be able to actively and effectively cooperate with the overall work of discipline construction, base construction, scientific research and social services of schools and departments, and timely complete the relevant tasks arranged by schools and affiliated hospitals (departments).
5. If the assessment fails to meet the above requirements, the school will decide to cancel it according to the assessment results.
Chapter V Daily Management of Scientific Research Institutions
Thirteenth research institutions to implement the president (director, director) responsibility system, by the president (director, director) is responsible for the formulation of the management measures of the organization and organize their implementation.
Article 14 The daily business management of independent research institutions at the school level and research institutions in the joint school shall be carried out in accordance with the relevant regulations of the school and be guided by the scientific research office; The daily affairs management and daily business management of the research institutions affiliated to the college are managed by the college (department or department) according to the relevant regulations of the school.
Fifteenth research institutions, the use of scientific research funds, with reference to the "measures" management of the use of scientific research funds in schools.
Sixteenth research institutions must obey the management regulations of the school, and may not carve official seals or set up accounts without the approval of the school.
Seventeenth scientific research institutions do not have legal personality, and have no right to directly sign contracts with legal responsibilities, but they can independently carry out academic exchanges, strive for various projects at all levels or conduct project negotiation activities.
Eighteenth independent research institutions and joint research institutions at the end of each year shall submit an annual summary report to the scientific research department; At the end of each year, the research institutions affiliated to the college are inspected by their departments and the annual summary is submitted to the scientific research office. The scientific research department is responsible for filing the overall situation of the research institutions to complete their duties and tasks.
Article 19 In case of losses and adverse effects caused by violation of national laws, regulations and school rules, or the institution lacks vitality and competitiveness due to poor management, the school has the right to cancel at any time, and the person in charge of the institution shall bear the consequences and responsibilities caused thereby.
Twentieth approach by the Ministry of scientific research is responsible for the interpretation of.
Article 21 These Measures shall come into force as of the date of promulgation.
Measures of Nanjing University of Finance and Economics for Scientific Research Awards
Article 1 In order to fully mobilize the enthusiasm of teachers and researchers in our school for scientific research, produce more talents, produce more high-level and efficient scientific research products, further improve the overall level of scientific research in our school, strive for famous brands inside and outside our school, better serve Jiangsu's economic construction, and enhance our reputation in academic circles, these measures are formulated.
Article 2 The types of scientific research awards are: supporting awards, awards for important publications and papers, grants for publishing academic monographs, and school-level awards for outstanding scientific research achievements.
Article 3 Matching Award: The first winner of the National Excellent Scientific Research Achievement Award of the Ministry of Education will be given a matching bonus twice as much as the achievement bonus; The first winner of the Provincial Science and Technology Progress Award, the Provincial Philosophers' Association, the Nanjing Natural Science and Philosophers' Association Award and the Outstanding Scientific Research Achievement Award of the Provincial Department of Education will be awarded an equal amount of achievement bonus. If the cooperation project between the editorial staff of the school and other units wins the above-mentioned two-level scientific research achievement award, the award will be calculated according to the top ranking of the editorial staff of the school who participated in the award-winning project. 40%, 30%, 20% and 10% were awarded to the second, third, fourth and fifth winners of outstanding scientific research achievements by the state and the Ministry of Education respectively; Won the Provincial Science and Technology Progress Award, the Provincial Philosopher Club Award, the Nanjing Natural Science and Philosopher Club Award, and the Excellent Scientific Research Achievement Award of the Provincial Department of Education, ranking second and third respectively, giving 40% and 30% of the total prize money for their achievements respectively. The maximum matching bonus directly used for individual payment shall not exceed 50,000 yuan; The rest are supporting special scientific research funds, which are managed according to scientific research management measures.
Article 4 Awards for papers in important journals: All papers published in journals listed as prizes by the school will be given corresponding awards (see annex).
Article 5 The first author may apply to the Scientific Research Office for publication grant when the teaching and scientific research personnel of our school compile academic monographs. After being reviewed by experts organized by the school, depending on the academic value of the work and the need for publication, it will be reported to the leaders in charge of the school for approval, and 10000 yuan will be given in the current or next year's funds (under special circumstances, it will not exceed 20000 yuan). For the funded manuscript, the words "This book is funded by the Academic Works Publishing Fund of Nanjing University of Finance and Economics" must be marked on the back page of the monograph.
Article 6 University-level Outstanding Scientific Research Achievement Award: The University-level Outstanding Scientific Research Achievement Award is reviewed every two years, and the reward measures shall be formulated separately.
Seventh supporting awards, publication awards and thesis awards can be declared, reviewed and awarded at any time; The school-level outstanding scientific research achievement award shall be implemented with reference to the "Measures for the Evaluation of School-level Outstanding Scientific Research Achievements of Nanjing University of Finance and Economics".
Article 8 These Measures shall be implemented as of the date of issuance, and the original Measures for Scientific Research Awards (Nanjing Economic Research Institute [20065438+0] No.93) shall be terminated immediately.
Article 9 The Scientific Research Office shall be responsible for the interpretation of these Measures.
Attachment 1:
Catalogue of Award-winning Journals of Nanjing University of Finance and Economics (2005 Edition)
I. Description
1. In addition to the special prize publications (65,438+10,000 yuan/article), the publications of winning papers are divided into three categories, namely, first-class publications (65,438+10,000 yuan/article), second-class publications (3,000 yuan/article) and third-class publications (1000 yuan/article)
2. Establish the principle of rewarding papers and publications:
(1) First-class publications are determined by first-class disciplines, and each discipline has 1 species; Category II publications are determined by two disciplines in principle, and each discipline is in principle 1 species (the category of economic management is appropriately increased);
(2) Pay attention to the academic nature of reward publications; Considering the reality of discipline construction in our school, on the basis of encouraging our school to have a master's degree, give appropriate support to our key disciplines; Encourage the development of new disciplines, giving consideration to both disciplines and majors.
3. Establish the award basis for papers and periodicals: Citation Index of Chinese Social Sciences (CSSCI-2004) entrusted by the Ministry of Education and the Hong Kong University of Science and Technology, Catalogue of Core Database and Extended Database of Chinese Scientific Citation Database (CSCD-2003), Overview of China Core Journals published by Peking University Publishing House (2004) and important academic journals selected by the Management Science Department of the National Natural Science Foundation of China.
4. All winning papers are required to be published by the school as the first signature unit and the first author, with more than 3,000 words.
5. The catalogue of award-winning publications has been implemented since June 65438+1 October1day, 2005. If there is any inconsistency between the previous documents, this catalogue shall prevail.
Two. Catalogue of award-winning papers and periodicals
(1) special prize publication
Science, nature
(2) Category I publications
Humanities and social sciences:
SSCI (social science citation index), a &；; HCI (Citation Index of Arts and Humanities) includes papers *, China Social Sciences (Chinese and English version), China Social Sciences Review (Hongkong), economic research, managing the world, legal research, sociological research, historical research, literary criticism, philosophical research and political science research.
Natural science category:
SCI-CDE (CD-ROM scientific citation index) includes papers, China science, science bulletin (full text), mathematics magazine, chemistry magazine, physics magazine, China computer magazine and electronics magazine.
(III) Category II publications
Humanities and social sciences:
WOSP-ISSHP (Index of Essays on Social Sciences and Humanities) includes papers, Xinhua Digest (full text), People's Daily (theoretical edition), Guangming Daily (theoretical edition), Qiushi, foreign social sciences, Marxist studies, contemporary world and socialism, dialectics of nature studies, philosophical trends, Chinese economic history studies, economic trends, economic quarterly (Peking University), world economy and China industry. Agricultural economic issues, quantitative economy and technical economy, finance and trade economy, statistical research, strategy and management, China management science, system engineering theory and practice, China management science magazine, scientific research management, economic management, accounting research, financial research, international trade issues, China law, Chinese and foreign law, China population science, literary heritage, China language, foreign literary criticism, foreign language teaching and research, literary research. China Administration, Journalism and Communication Research, Modern Communication, China Journal of Library Science, China Journal of Science and Technology Information Society, Education Research, Higher Education Research (Huazhong Science and Technology), Sports Science, Psychology Journal, Economic Geography and Human Geography.
Natural science category:
EI Compendex[ 1] CD, SCI-E [2], WOSP-ISTP, Mathematical Yearbook, Journal of Applied Mathematics, Progress in Physics, Journal of China University Chemistry, Physical and Chemical Inspection, Journal of Microbiology, China Agricultural Science, Food Science, Food and Fermentation Industry, Journal of China Cereals and Oils, Journal of Mechanical Engineering, Computer.
(4) Three publications
Humanities and social sciences:
The latest CSSCI (Citation Index of Chinese Social Sciences) periodicals (except those listed as first-class and second-class publications), Economic Daily (theoretical edition), People's Daily (internal reference), Guangming Daily (internal reference), Qiushi (internal reference), industrial economic research, management review, China advertising, decoration and marketing guide.
Natural science category:
The paper is included in the first page of (1)EI [3]
(2) Journals of the following universities: Peking University, Tsinghua University, University of Science and Technology Beijing, Beijing Normal University, Nankai University, Tianjin University, Dalian University of Technology, Northeastern University, Jilin University, Harbin Institute of Technology, Fudan University, Tongji University, Shanghai Jiaotong University, East China Normal University, Nanjing University, Southeast University, Zhejiang University, Xiamen University, Shandong University, Wuhan University, Huazhong University of Science and Technology and Zhongshan.
(3) Journals of some disciplines in Natural Science Edition [4]: xidian university, China Agricultural University, Nanjing Agricultural University, Northwest A&F University, China Pharmaceutical University, Jiangnan University.
(4) Professional academic journals: natural science history research, natural science progress, system engineering, system engineering magazine, system engineering theory and method application, operational research magazine, control and decision-making, mathematical research and review, advances in mathematics, computational mathematics, college applied mathematics magazine, applied mathematics, applied probability statistics, mathematical statistics and applied probability, applied chemistry, college physics, chromatography, nutrition magazine, China grease, food. Food and Feed Industry, Journal of China Food, Mechanical Design and Manufacturing Engineering, Light Industry Machinery, Computer Science, Computer Application, Computer Engineering, Computer Engineering and Application, Journal of Computer Aided Design and Graphics, Minicomputer System.
* The included papers should be searched by authoritative search institutions, the same below.
[1] EI Compendex: computerized engineering index, fully recorded. Including the title, abstract, indexing subject words and classification number of the paper, and further processing; The existence of subject words and classification numbers is the only sign to judge whether a paper is officially included in the Compendex database (you can check the inclusion on the EI Compendex CD-ROM).
[2] Papers selected for SCI-E(SCI extended-SCI Library-SCI, namely Web Edition).
[3] The bibliographic data on the first page collected by EI Compendex Web (not included in the abstract, without subject words and classification numbers, not further processed; Some Page One also have abstracts, but they have not been deeply processed, and there are no subject words and classification numbers. So there is no need to formally enter EI Compendex with the abstract.
[4] Journal of xidian university is limited to computer science; Journals of China Agricultural University, Nanjing Agricultural University, Northwest A&F University and China Pharmaceutical University are limited to food science; Journal of Jiangnan University is limited to food science, industrial design and art design.
Attachment 2:
Supplementary Notes on the Implementation of Catalogue of Scientific Research Award-winning Journals (2005 Edition)
All schools, departments, departments and institutes of our school:
Catalogue of Scientific Research Award-winning Journals (2005 edition) has been implemented for more than a year. In the process of implementation, some award-winning journals have stopped publishing and changed their names, and their column settings are also quite different or modified. In order to improve the school's scientific research reward and assessment system, the following supplementary explanations are made for the implementation of this catalogue:
1. The original issue of China Social Science Review (Hong Kong) has been discontinued in Hong Kong. Later, it was published irregularly in the form of "replacing publications with books" in the mainland. Because its public issue number has been cancelled, the articles published in this book no longer enjoy the rewards stipulated in the original publication. In addition, the original secondary publication Strategy and Management has been discontinued, so it has been deleted from the secondary publication. Other people in the above two situations do not enjoy the thesis award.
2. The original second-class publication "Quantitative Economy and Technical Economy" was renamed as "Quantitative Economy and Technical Economy Research", and the renamed publication is still a second-class award periodical; The original three-category publication "Mechanical Design and Manufacturing Engineering" was renamed as "China Manufacturing Informatization", and the renamed publication is still a three-category award-winning periodical.
3. Articles published in the "Short Comment" column of the first-class publication "Running the World" were temporarily awarded by the second-class publication in 2006 and began to be awarded by the third-class publication in 2007.
4. After the original second-level publication Economic Management was changed to a semi-monthly, two editions were published every month: New Theory of Economic Management (double edition) and Economic Management Training Edition (single edition), and the two editions were quite different. The new management of economic management (double issue) is the selected version of CSSCI, and the training version of economic management (single issue) is not in the selected version of CSSCI. Therefore, articles published in the Economic Management Training Edition (single issue) do not enjoy the paper award.
5. All articles published in the magazine "Book Review" and "Essay" (except "Managing the World") do not enjoy the paper award.
6. The same author shall not publish more than 2 articles in the same journal within one year.