Dr. Sha Yan graduated from party member, CPC. He used to be deputy secretary and general manager of the Party Committee of Shenzhen Stock Exchange. Sha Yan entered the CSRC system in 2000 and worked in Xi 'an Securities Regulatory Bureau and Shaanxi Securities Regulatory Bureau successively.
In 2008, he joined the Institutional Department of the CSRC, and was transferred to the Deputy Director of the Listing Department of the CSRC on 20 13. On August 20 15, he returned to the institution department of the CSRC as the deputy director, and on February 20 16, he became the director of the institution department of the CSRC, with rich supervision experience.
She is highly effective, professional, courageous and capable, and has a good reputation in the securities supervision system. "Not afraid of burden, brave in innovation, good at reform and outstanding ability" is the evaluation of Shayan by colleagues of CSRC.
Personal experience:
In 20 13, Shayan entered the supervision department of listed companies of CSRC, which was called the strictest IPO financial inspection in history. Since the listing of 20 12, 1 1 Zhejiang Shibao, the A-share IPO has actually been suspended for more than a year, which is also the longest among the eight IPO suspensions in the history of A-shares.
20 12- 12, the CSRC issued two special inspection announcements on the financial reports of IPO enterprises in more than a month. In April of 20 13, the first batch randomly selected 30 enterprises, and in June, randomly selected 10 enterprises again. According to the basic information table of 65,438 IPO applicants disclosed by the CSRC on February 5 of that year, a total of 284 companies terminated the review in that year, including 46 main board and small and medium-sized board 138 growth enterprise market138.
20 17 to June 2020, as the deputy director and director of the supervision department of securities fund institutions, Shayan experienced two revisions of the Regulation on Classified Supervision of Securities Companies. During the period of 2065438+2008, the CSRC also issued the Guidelines for Internal Control of Investment Banking Business of Securities Companies and the Provisions on Equity Management of Securities Companies to guide the orderly development of securities companies.